Infrastructure managers are continually challenged to reorient their organizations to mitigate disturbances. Disturbances to infrastructure constantly intensify, and the world and its intricate systems are becoming more connected and complex. This complexity often leads to disturbances and cascading failures. Some of these events unfold in extreme ways previously unimagined (i.e., Black Swan events). Infrastructure managers currently seek pathways through this complexity. To this end, reimagined – multifaceted – definitions of resilience must inform future decisions. Moreover, the hazardous environment of the Anthropocene demands flexibility and dynamic reprioritization of infrastructure and resources during disturbances. In this dissertation, the introduction will briefly explain foundational concepts, frameworks, and models that will inform the rest of this work. Chapter 2 investigates the concept of dynamic criticality: the skill to reprioritize amidst disturbances, repeating this process with each new disturbance. There is a dearth of insight requisite skillsets for infrastructure organizations to attain dynamic criticality. Therefore, this dissertation searches other industries and finds goals, structures, sensemaking, and strategic best practices to propose a contextualized framework for infrastructure. Chapters 3 and 4 seek insight into modeling infrastructure interdependencies and cascading failure to elucidate extreme outcomes such as Black Swans. Chapter 3 explores this concept through a theoretical analysis considering the use of realistic but fictional (i.e., synthetic) models to simulate interdependent behavior and cascading failures. This chapter also discusses potential uses of synthetic networks for infrastructure resilience research and barriers to future success. Chapter 4 tests the preceding theoretical analysis with an empirical study. Chapter 4 builds realistic networks with dependency between power and water models and simulates cascading failure. The discussion considers the future application of similar modeling efforts and how these techniques can help infrastructure managers scan the horizon for Black Swans. Finally, Chapter 5 concludes the dissertation with a synthesis of the findings from the previous chapters, discusses the boundaries and limitations, and proposes inspirations for future work.

Pluvial flooding is a costly, injurious, and even deadly phenomenon with which cities will always contend. However, cities may reduce their risk of flood exposure by changing historically dominant patterns of development that have removed natural landscape features and reduce the damages that flooding causes by identifying and supporting vulnerable populations. Accomplishing either goal requires the development and application of appropriate frameworks for modeling or recording flood exposure. In this dissertation, I used modeling and surveying methods for assessing pluvial flood exposure in two cities, first in Valdivia, Chile, and then in Hermosillo, México. I open with a summary on pluvial flood risk in the present day and the threat it may pose under changing climates. In the second chapter, I explored how a form of urban ecological infrastructure (UEI), the wetland, is being wielded in Valdivia toward pluvial flood mitigation, and found that wetland daily, seasonal, and interannual changes in wetland surface and soil water storage alter pluvial flood risk in the city. In the third chapter, I used a mixed methodology, including projections of future land cover generated by cellular automata models with inputs from visioning workshops conducted by the Urban Resilience to Extremes Sustainability Research Network (UREx SRN), and found that wetland loss in future land configurations may lead to increased pluvial flood risk. In the fourth chapter, I combined these land cover models from the third chapter with downscaled climate data on precipitation, also generated by the UREx SRN, and found that wetland conservation can help to mitigate the pluvial flood risk posed by changing patterns of rainfall. In the fifth chapter, I applied the Arc-Malstrøm method for pluvial flood assessment in Hermosillo, México, and compared it with the more traditional rational method for flood assessment, and through accompanying surveys found that perception of flood risk is significantly affected by flood dimensions and impacts. This dissertation concludes with a synthesis of pluvial flood risk assessment, suggestions for improvements to modeling, as well as suggestions for future research on pluvial flood risk assessment in cities. This dissertation advances the understanding of the utility of inland wetland UEI in cities under present and future land cover and climate conditions. It also qualifies the utility of common and new pluvial flood risk assessments and offers research directions for future pluvial flood assessments.

Traditional infrastructure design approaches were born with industrialization. During this time the relatively stable environments allowed infrastructure systems to reliably provide service with networks designed to precise parameters and organizations fixated on maximizing efficiency. Now, infrastructure systems face the challenge of operating in the Anthropocene, an era of complexity. The environments in which infrastructure systems operate are changing more rapidly than the technologies and governance systems of infrastructure. Infrastructure systems will need to be resilient to navigate stability and instability and avoid obsolescence. This dissertation addresses how infrastructure systems could be designed for the Anthropocene, assessing technologies able to operate with uncertainty, rethinking the principles of technology design, and restructuring infrastructure governance. Resilience, in engineering, has often been defined as resistance to known disturbances with a focus on infrastructure assets. Resilience, more broadly reviewed, includes resistance, adaptation, and transformation across physical and governance domains. This dissertation constructs a foundation for resilient infrastructure through an assessment of resilience paradigms in engineering, complexity and deep uncertainty (Chapter 2), ecology (Chapter 3), and organizational change and leadership (Chapter 4). The second chapter reconciles frameworks of complexity and deep uncertainty to help infrastructure managers navigate the instability infrastructure systems face, with a focus on climate change. The third chapter identifies competencies of resilience in infrastructure theory and practice and compares those competencies with ‘Life’s Principles’ in ecology, presenting opportunities for growth and innovation in infrastructure resilience and highlighting the need for satisficed (to satisfy and suffice) solutions. The fourth chapter navigates pressures of exploitation and exploration that infrastructure institutions face during periods of stability and instability, proposing leadership capabilities to enhance institutional resilience. Finally, the dissertation is concluded with a chapter synthesizing the previous chapters, providing guidance for alternative design approaches for advancing resilient infrastructure. Combined, the work challenges the basic mental models used by engineers when approaching infrastructure design and recommends new ways of doing and thinking for the accelerating and increasingly uncertain conditions of the future.

Extreme weather events, such as hurricanes, continue to disrupt critical infrastructure like energy grids that provide lifeline services for urban systems, thus making resilience imperative for stakeholders, infrastructure managers, and community leaders to strategize in the face of 21st-century challenges. In Puerto Rico after Hurricane Maria, for example, the energy system took over nine months to recover in parts of the island, thousands of lives were lost, and livelihoods were severely impacted. Urban systems consist of interconnected human networks and physical infrastructure, and the subsequent complexity that is increasingly difficult to make sense of toward resilience enhancing efforts. While the resilience paradigm has continued to progress among and between several disciplinary fields, such as social science and engineering, an ongoing challenge is integrating social and technical approaches for resilience research. Misaligned or siloed perspectives can lead to misinformative and inadequate strategies that undercut inherent capacities or ultimately result in maladaptive infrastructure, social hardship, and sunken investments. This dissertation contributes toward integrating the social and technical resilience domains and transitioning established disaster resilience assessments into complexity perspectives by asking the overarching question: How can a multiplicity of resilience assessments be integrated by geographic and network mapping approaches to better capture the complexity of urban systems, using Hurricane Maria in Puerto Rico as a case study? The first chapter demonstrates how social metrics can be used in a socio-technical network modeling framework for a large-scale electrical system, presents a novel framing of social hardship due to disasters, and proposes a method for developing a social hardship metric using a treatment-effect approach. A second chapter presents a conceptual analysis of disaster resilience indicators from a complexity perspective and links socio-ecological systems resilience principles to tenets of complexity. A third chapter presents a novel methodology for integrating social complexity with performance-based metrics by leveraging distributed ethnographies and a thick mapping approach. Lastly, a concluding chapter synthesizes the previous chapters to discuss a broad framing for socio-technical resilience assessments, the role of space and place as anchors for multiple framings of a complex system, caveats given ongoing developments in Puerto Rico, and implications for collaborative resilience research.

A mathematical approach was developed to evaluate the resilience of coupled power-water networks using a variant of contingency analysis adapted from electric transmission studies. In particular, the “what if” scenarios explored in power systems research were extended and applied for coupled power-water network research by evaluating how stressors and failures in the water network can propagate across system boundaries and into the electric network. Reduction in power system contingency reserves was the metric for determining violation of N-1 contingency reliability. Geospatial considerations were included using high-resolution, publicly available Geographic Information System data on infrastructure in the Phoenix Metropolitan Area that was used to generate a power network with 599 transmission lines and total generation capacity of 18.98 GW and a water network with 2,624 water network lines and capacity to serve up to 1.72M GPM of surface water. The steady-state model incorporated operating requirements for the power network—e.g., contingency reserves—and the water network—e.g., pressure ranges—while seeking to meet electric load and water demand. Interconnections developed between the infrastructures demonstrated how alternations to the system state and/or configuration of one network affect the other network, with results demonstrated through co-simulation of the power network and water network using OpenDSS and EPANET, respectively. Results indicate four key findings that help operators understand the interdependent behavior of the coupled power-water network: (i) two water failure scenarios (water flowing out of Waddell dam and CAP canal flowing west of Waddell dam) are critical to power-water network N-1 contingency reliability above 60% power system loading and at 100% water system demand, (ii) fast-starting natural gas generating units are necessary to maintain N-1 contingency reliability below 60% power system loading, (iii) Coolidge Station was the power plant to most frequently undergo a reduction in reserves amongst the water failure scenarios that cause a violation of N-1 reliability, (iv) power network vulnerability to water network failures was non-linear because it depends on the generating units that are dispatched, which can vary as line thermal limits or unit generation capacities are reached.

This dissertation advances the capability of water infrastructure utilities to anticipate and adapt to vulnerabilities in their systems from temperature increase and interdependencies with other infrastructure systems. Impact assessment models of increased heat and interdependencies were developed which incorporate probability, spatial, temporal, and operational information. Key findings from the models are that with increased heat the increased likelihood of water quality non-compliances is particularly concerning, the anticipated increases in different hardware components generate different levels of concern starting with iron pipes, then pumps, and then PVC pipes, the effects of temperature increase on hardware components and on service losses are non-linear due to spatial criticality of components, and that modeling spatial and operational complexity helps to identify potential pathways of failure propagation between infrastructure systems. Exploring different parameters of the models allowed for comparison of institutional strategies. Key findings are that either preventative maintenance or repair strategies can completely offset additional outages from increased temperatures though-- improved repair times reduce overall duration of outages more than preventative maintenance, and that coordinated strategies across utilities could be effective for mitigating vulnerability.

Electricity infrastructure vulnerabilities were assessed for future heat waves due to climate change. Critical processes and component relationships were identified and characterized with consideration for the terminal event of service outages, including cascading failures in transmission-level components that can result in blackouts. The most critical dependency identified was the increase in peak electricity demand with higher air temperatures. Historical and future air temperatures were characterized within and across Los Angeles County, California (LAC) and Maricopa County (Phoenix), Arizona. LAC was identified as more vulnerable to heat waves than Phoenix due to a wider distribution of historical temperatures. Two approaches were developed to estimate peak demand based on air temperatures, a top-down statistical model and bottom-up spatial building energy model. Both approaches yielded similar results, in that peak demand should increase sub-linearly at temperatures above 40°C (104 °F) due to saturation in the coincidence of air conditioning (AC) duty cycles. Spatial projections for peak demand were developed for LAC to 2060 considering potential changes in population, building type, building efficiency, AC penetration, appliance efficiency, and air temperatures due climate change. These projections were spatially allocated to delivery system components (generation, transmission lines, and substations) to consider their vulnerability in terms of thermal de-rated capacity and weather adjusted load factor (load divided by capacity). Peak hour electricity demand was projected to increase in residential and commercial sectors by 0.2–6.5 GW (2–51%) by 2060. All grid components, except those near Santa Monica Beach, were projected to experience 2–20% capacity loss due to air temperatures exceeding 40 °C (104 °F). Based on scenario projections, and substation load factors for Southern California Edison (SCE), SCE will require 848—6,724 MW (4-32%) of additional substation capacity or peak shaving in its LAC service territories by 2060 to meet additional demand associated with population growth projections.

There has been much work done predicting the effects of climate change on transportation systems, this research parallels that past work and focuses on the effect of changes in precipitation on roadway drainage systems. On a macro level, this work addresses the process that should be taken to make predictions about the vulnerability of this system due to changes in precipitation. This work also addresses the mechanisms of failure of these drainage systems and how they may be affected by changes in precipitation due to climate change. These changes may entail more frequent failure by certain mechanisms, or a shift in the mechanisms for particular infrastructure. A sample water basin in the urban environment of Phoenix, Arizona is given as a case study. This study looks at the mechanisms of failure of the infrastructure therein, as well as provides a process of analyzing the effects of increases in precipitation to the vulnerability of this infrastructure. It was found that drainage structures at roadways being currently designed will see increases from 20-30% in peak discharge, which will lead to increased frequency of failure.

Fluids such as steam, oils, and molten salts are commonly used to store and transfer heat in a concentrating solar power (CSP) system. Metal oxide materials have received increasing attention for their reversible reduction-oxidation (redox) reaction that permits receiving, storing, and releasing energy through sensible and chemical potential. This study investigates the performance of a 111.7 MWe CSP system coupled with a thermochemical energy storage system (TCES) that uses a redox active metal oxide acting as the heat transfer fluid. A one-dimensional thermodynamic model is introduced for the novel CSP system design, with detailed designs of the underlying nine components developed from first principles and empirical data of the heat transfer media. The model is used to (a) size components, (b) examine intraday operational behaviors of the system against varying solar insolation, (c) calculate annual productivity and performance characteristics over a simulated year, and (d) evaluate factors that affect system performance using sensitivity analysis. Time series simulations use hourly direct normal irradiance (DNI) data for Barstow, California, USA. The nominal system design uses a solar multiple of 1.8 with a storage capacity of six hours for off-sun power generation. The mass of particles to achieve six hours of storage weighs 5,140 metric tonnes. Capacity factor increases by 3.55% for an increase in storage capacity to eight hours which requires an increase in storage volume by 33% or 737 m3, or plant design can be improved by decreasing solar multiple to 1.6 to increase the ratio of annual capacity factor to solar multiple. The solar reduction receiver is the focal point for the concentrated solar energy for inducing an endothermic reaction in the particles under low partial pressure of oxygen, and the reoxidation reactor induces the opposite exothermic reaction by mixing the particles with air to power an air Brayton engine. Stream flow data indicate the solar receiver experiences the largest thermal loss of any component, excluding the solar field. Design and sensitivity analysis of thermal insulation layers for the solar receiver show that additional RSLE-57 insulation material achieves the greatest increase in energetic efficiency of the five materials investigated.