With the increasing penetration of converter interfaced renewable generation into power systems, the structure and behavior of the power system is changing, catalyzing alterations and enhancements in modeling and simulation methods.

This work puts forth a Hybrid Electromagnetic Transient-Transient Stability simulation method implemented using MATLAB and Simulink, to study power electronic based power systems. Hybrid Simulation enables detailed, accurate modeling, along with fast, efficient simulation, on account of the Electromagnetic Transient (EMT) and Transient Stability (TS) simulations respectively. A critical component of hybrid simulation is the interaction between the EMT and TS simulators, established through a well-defined interface technique, which has been explored in detail.

This research focuses on the boundary conditions and interaction between the two simulation models for optimum accuracy and computational efficiency.

A case study has been carried out employing the proposed hybrid simulation method. The test case used is the IEEE 9-bus system, modified to integrate it with a solar PV plant. The validation of the hybrid model with the benchmark full EMT model, along with the analysis of the accuracy and efficiency, has been performed. The steady-state and transient analysis results demonstrate that the performance of the hybrid simulation method is competent. The hybrid simulation technique suitably captures accuracy of EMT simulation and efficiency of TS simulation, therefore adequately representing the behavior of power systems with high penetration of converter interfaced generation.

The students of Arizona State University, under the mentorship of Dr George Karady, have been collaborating with Salt River Project (SRP), a major power utility in the state of Arizona, trying to study and optimize a battery-supported grid-tied rooftop Photovoltaic (PV) system, sold by a commercial vendor. SRP believes this system has the potential to satisfy the needs of its customers, who opt for utilizing solar power to partially satisfy their power needs.

An important part of this elaborate project is the development of a new load forecasting algorithm and a better control strategy for the optimized utilization of the storage system. The built-in algorithm of this commercial unit uses simple forecasting and battery control strategies. With the recent improvement in Machine Learning (ML) techniques, development of a more sophisticated model of the problem in hand was possible. This research is aimed at achieving the goal by utilizing the appropriate ML techniques to better model the problem, which will essentially result in a better solution. In this research, a set of six unique features are used to model the load forecasting problem and different ML algorithms are simulated on the developed model. A similar approach is taken to solve the PV prediction problem. Finally, a very effective battery control strategy is built (utilizing the results of the load and PV forecasting), with the aim of ensuring a reduction in the amount of energy consumed from the grid during the “on-peak” hours. Apart from the reduction in the energy consumption, this battery control algorithm decelerates the “cycling aging” or the aging of the battery owing to the charge/dis-charges cycles endured by selectively charging/dis-charging the battery based on need.

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The results of this proposed strategy are verified using a hardware implementation (the PV system was coupled with a custom-built load bank and this setup was used to simulate a house). The results pertaining to the performances of the built-in algorithm and the ML algorithm are compared and the economic analysis is performed. The findings of this research have in the process of being published in a reputed journal.

Distributed energy resources have experienced dramatic growth and are beginning to support a significant amount of customer loads. Power electronic converters are the primary interface between the grid and the distributed energy resources/storage and offer several advantages including fast control, flexibility and high efficiency. The efficiency and the power density by volume are important performance metrics of a power converter. Compact and high efficiency power converter is beneficial to the cost-effectiveness of the converter interfaced generations. In this thesis, a soft-switching technique is proposed to reduce the size of passive components in a grid-connected converter while maintaining a high power conversion efficiency. The dynamic impact of the grid-connected converters on the power system is causing concerns as the penetration level of the converter interfaced generation increases, necessitating a detailed dynamic analysis. The unbalanced nature of distribution systems makes the conventional transient stability simulation based on positive sequence components unsuitable for this purpose. Methods suitable for the dynamic simulation of grid-connected converters in large scale unbalanced and single-phase systems are presented in this thesis to provide an effective way to study the dynamic interactions between the grid and the converters. Dynamic-link library (DLL) of converter dynamic models are developed by which converter dynamic simulations can be easily conducted in OpenDSS. To extend the converter controls testing beyond pure simulation, real-time simulation can be utilized where partial realistic scenarios can be created by including realistic components in the simulation loop. In this work, a multi-platform, real-time simulation testbed including actual digital controller platforms, communication networks and inverters has been developed for validating the microgrid concepts and implementations. A hierarchical converted based microgrid control scheme is proposed which enables the islanded microgrid operation with 100% penetration level of converter interfaced generation. Impact of the load side dynamic modeling on the converter response is also discussed in this thesis.

The most important metrics considered for electric vehicles are power density, efficiency, and reliability of the powertrain modules. The powertrain comprises of an Electric Machine (EM), power electronic converters, an Energy Management System (EMS), and an Energy Storage System (ESS). The power electronic converters are used to couple the motor with the battery stack. Including a DC/DC converter in the powertrain module is favored as it adds an additional degree of freedom to achieve flexibility in optimizing the battery module and inverter independently. However, it is essential that the converter is rated for high peak power and can maintain high efficiency while operating over a wide range of load conditions to not compromise on system efficiency. Additionally, the converter must strictly adhere to all automotive standards.

Currently, several hard-switching topologies have been employed such as conventional boost DC/DC, interleaved step-up DC/DC, and full-bridge DC/DC converter. These converters face respective limitations in achieving high step-up conversion ratio, size and weight issues, or high component count. In this work, a bi-directional synchronous boost DC/DC converter with easy interleaving capability is proposed with a novel ZVT mechanism. This converter steps up the EV battery voltage of 200V-300V to a wide range of variable output voltages ranging from 310V-800V. High power density and efficiency are achieved through high switching frequency of 250kHz for each phase with effective frequency doubling through interleaving. Also, use of wide bandgap high voltage SiC switches allows high efficiency operation even at high temperatures.

Comprehensive analysis, design details and extensive simulation results are presented. Incorporating ZVT branch with adaptive time delay results in converter efficiency close to 98%. Experimental results from a 2.5kW hardware prototype validate the performance of the proposed approach. A peak efficiency of 98.17% has been observed in hardware in the boost or motoring mode.

Li-ion batteries are being used on a large scale varying from consumer electronics to electric vehicles. The key to efficient use of batteries is implementing a well-developed battery management system. Also, there is an opportunity for research for improving the battery performance in terms of size and capacity. For all this it is imperative to develop Li-ion cell model that replicate the performance of a physical cell unit. This report discusses a dual polarization cell model and a battery management system implemented to control the operation of the battery. The Li-ion cell is modelled, and the performance is observed in PLECS environment.

The main aspect of this report studies the viability of Li-ion battery application in Battery Energy Storage System (BESS) in Modular multilevel converter (MMC). MMC-based BESS is a promising solution for grid-level battery energy storage to accelerate utilization and integration of intermittent renewable energy resources, i.e., solar and wind energy. When the battery units are directly integrated in submodules (SMs) without dc-dc interfaced converters, this configuration provides highest system efficiency and lowest cost. However, the lifetime of battery will be affected by the low-frequency components contained in arm currents, which has not been thoroughly investigated. This paper investigates impact of various low-frequency arm-current ripples on lifetime of Li-ion battery cells and evaluate performance of battery charging and discharging in an MMC-BESS without dc-dc interfaced converters.

The flexibility in power system networks is not fully modeled in existing real-time contingency analysis (RTCA) and real-time security-constrained economic dispatch (RT SCED) applications. Thus, corrective transmission switching (CTS) is proposed in this dissertation to enable RTCA and RT SCED to take advantage of the flexibility in the transmission system in a practical way.

RTCA is first conducted to identify critical contingencies that may cause violations. Then, for each critical contingency, CTS is performed to determine the beneficial switching actions that can reduce post-contingency violations. To reduce computational burden, fast heuristic algorithms are proposed to generate candidate switching lists. Numerical simulations performed on three large-scale realistic power systems (TVA, ERCOT, and PJM) demonstrate that CTS can significantly reduce post-contingency violations. Parallel computing can further reduce the solution time.

RT SCED is to eliminate the actual overloads and potential post-contingency overloads identified by RTCA. Procedure-A, which is consistent with existing industry practices, is proposed to connect RTCA and RT SCED. As CTS can reduce post-contingency violations, higher branch limits, referred to as pseudo limits, may be available for some contingency-case network constraints. Thus, Procedure-B is proposed to take advantage of the reliability benefits provided by CTS. With the proposed Procedure-B, CTS can be modeled in RT SCED implicitly through the proposed pseudo limits for contingency-case network constraints, which requires no change to existing RT SCED tools. Numerical simulations demonstrate that the proposed Procedure-A can effectively eliminate the flow violations reported by RTCA and that the proposed Procedure-B can reduce most of the congestion cost with consideration of CTS.

The system status may be inaccurately estimated due to false data injection (FDI) cyber-attacks, which may mislead operators to adjust the system improperly and cause network violations. Thus, a two-stage FDI detection (FDID) approach, along with several metrics and an alert system, is proposed in this dissertation to detect FDI attacks. The first stage is to determine whether the system is under attack and the second stage would identify the target branch. Numerical simulations demonstrate the effectiveness of the proposed two-stage FDID approach.

In this work a comparison has been made between the predictions from the models using both the present theory for the underground cable temperature prediction and the CYMCAP application and the field measurements to determine which, if any, models are capable of predicting the temperature and hotspot locations in an installation where the power cable is not embedded with the optical fibers and, therefore, where the cable temperatures must be inferred from the temperature measurements made in nearby spare ducts. The temperature measurements were collected from the underground 69 kV cable at the Brandow-Pickrell installation, which is a part of Salt River Project’s power sub-transmission system. The model development and the results are explained in detail. Results from the model developed have been compared and the factors affecting the cable temperature are highlighted.

Once the models were developed, it was observed that the earth surface temperature above the installation, solar radiation and other external factors such as underlying water lines, drain pipes, etc. play a key role in heating up or cooling down the power cables. It was also determined that the hotspot location in the power cable in the main duct was the same as the hotspot location in the spare duct inside the same installation.

It was also observed that the CYMCAP model had its limitations when the earth surface temperature variations were modeled in the software as the software only allows the earth’s ambient temperature to be modeled as a constant; further, results from the MATLAB model were more in line with the present theory of underground power cable temperature prediction. However, simulation results from both the MATLAB and CYMCAP model showed deviation from the measured data. It was also observed that the spare duct temperatures in this particular underground installation seemed to be affected by external factors such as solar radiation, underlying water lines, gas lines etc. which cannot be modeled in CYMCAP.

The dissertation encompasses the transformer-less single phase PV inverters for both the string and microinverter applications. Two of the major challenge with such inverters include the presence of high-frequency common mode leakage current and double line frequency power decoupling with reliable capacitors without compromising converter power density. Two solutions are presented in this dissertation: half-bridge voltage swing (HBVS) and dynamic dc link (DDCL) inverters both of which completely eliminates the ground current through topological improvement. In addition, through active power decoupling technique, the capacitance requirement is reduced for both, thus achieving an all film-capacitor based solution with higher reliability. Also both the approaches are capable of supporting a wide range of power factor.

Moreover, wide band-gap devices (both SiC and GaN) are used for implementing their hardware prototypes. It enables the switching frequency to be high without compromising on the converter efficiency. Also it allows a reduced magnetic component size, further enabling a high power density solution, with power density far beyond the state-of-the art solutions.

Additionally, for the transformer-less microinverter application, another challenge is to achieve a very high gain DC-DC stage with a simultaneous high conversion efficiency. An extended duty ratio (EDR) boost converter which is a hybrid of switched capacitors and interleaved inductor technique, has been implemented for this purpose. It offers higher converter efficiency as most of the switches encounter lower voltage stress directly impacting switching loss; the input current being shared among all the interleaved converters (inherent sharing only in a limited duty ratio), the inductor conduction loss is reduced by a factor of the number of phases.

Further, the EDR boost converter has been studied for both discontinuous conduction mode (DCM) operations and operations with wide input/output voltage range in continuous conduction mode (CCM). A current sharing between its interleaved input phases is studied in detail to show that inherent sharing is possible for only in a limited duty ratio span, and modification of the duty ratio scheme is proposed to ensure equal current sharing over all the operating range for 3 phase EDR boost. All the analysis are validated with experimental results.

This research develops decision support mechanisms for power system operation and planning practices. Contemporary industry practices rely on deterministic approaches to approximate system conditions and handle growing uncertainties from renewable resources. The primary purpose of this research is to identify soft spots of the contemporary industry practices and propose innovative algorithms, methodologies, and tools to improve economics and reliability in power systems.

First, this dissertation focuses on transmission thermal constraint relaxation practices. Most system operators employ constraint relaxation practices, which allow certain constraints to be relaxed for penalty prices, in their market models. A proper selection of penalty prices is imperative due to the influence that penalty prices have on generation scheduling and market settlements. However, penalty prices are primarily decided today based on stakeholder negotiations or system operator’s judgments. There is little to no methodology or engineered approach around the determination of these penalty prices. This work proposes new methods that determine the penalty prices for thermal constraint relaxations based on the impact overloading can have on the residual life of the line. This study evaluates the effectiveness of the proposed methods in the short-term operational planning and long-term transmission expansion planning studies.

The second part of this dissertation investigates an advanced methodology to handle uncertainties associated with high penetration of renewable resources, which poses new challenges to power system reliability and calls attention to include stochastic modeling within resource scheduling applications. However, the inclusion of stochastic modeling within mathematical programs has been a challenge due to computational complexities. Moreover, market design issues due to the stochastic market environment make it more challenging. Given the importance of reliable and affordable electric power, such a challenge to advance existing deterministic resource scheduling applications is critical. This ongoing and joint research attempts to overcome these hurdles by developing a stochastic look-ahead commitment tool, which is a stand-alone advisory tool. This dissertation contributes to the derivation of a mathematical formulation for the extensive form two-stage stochastic programming model, the utilization of Progressive Hedging decomposition algorithm, and the initial implementation of the Progressive Hedging subproblem along with various heuristic strategies to enhance the computational performance.

In recent years, wide bandgap (WBG) devices enable power converters with higher power density and higher efficiency. On the other hand, smart grid technologies are getting mature due to new battery technology and computer technology. In the near future, the two technologies will form the next generation of smart grid enabled by WBG devices. This dissertation deals with two applications: silicon carbide (SiC) device used for medium voltage level interface (7.2 kV to 240 V) and gallium nitride (GaN) device used for low voltage level interface (240 V/120 V). A 20 kW solid state transformer (SST) is designed with 6 kHz switching frequency SiC rectifier. Then three robust control design methods are proposed for each of its smart grid operation modes. In grid connected mode, a new LCL filter design method is proposed considering grid voltage THD, grid current THD and current regulation loop robust stability with respect to the grid impedance change. In grid islanded mode, µ synthesis method combined with variable structure control is used to design a robust controller for grid voltage regulation. For grid emergency mode, multivariable controller designed using H infinity synthesis method is proposed for accurate power sharing. Controller-hardware-in-the-loop (CHIL) testbed considering 7-SST system is setup with Real Time Digital Simulator (RTDS). The real TMS320F28335 DSP and Spartan 6 FPGA control board is used to interface a switching model SST in RTDS. And the proposed control methods are tested. For low voltage level application, a 3.3 kW smart grid hardware is built with 3 GaN inverters. The inverters are designed with the GaN device characterized using the proposed multi-function double pulse tester. The inverter is controlled by onboard TMS320F28379D dual core DSP with 200 kHz sampling frequency. Each inverter is tested to process 2.2 kW power with overall efficiency of 96.5 % at room temperature. The smart grid monitor system and fault interrupt devices (FID) based on Arduino Mega2560 are built and tested. The smart grid cooperates with GaN inverters through CAN bus communication. At last, the three GaN inverters smart grid achieved the function of grid connected to islanded mode smooth transition